Notes
on Surber, "Formalist, Structuralist, and Semiotic Analyses of Culture"
Surber characterizes Structuralism (with a capital "S") as composed
of three strands [155f]:
-
formalist
-
structuralist
-
semiotic
Common Assumptions:
-
The methodology of the natural sciences is not well suited for studying
cultural production. Alternative methodologies could and should
be developed which would lead to explanatory and interpretive
results. [156]
-
The study of meaning should be approached scientifically through these
alternative methods.
-
Human language is the basis for structuralist science.
-
The "meaning" (in the broad sense) of the sign is not fixed, but is an
"arbitrary" construction determined within a system of relations, i.e.
contextually. This can be seem as an antiessentialist stance --
meanings do not have essences.
-
Systems within which meanings are determined are historical constructions
which operate according to their own laws (sui generis). Thus, they
are not understandable in traditional empiricist terms. [157]
-
Emphasis is shifted from the individual subject to the social and systemic
factors upon which meaning depends. "Structuralism focuses on the ways
in which the meaning of a text or product is constituted in relation to
its own constituent parts and to the range of possible meanings inherent
in the system in which it functions." [157]
Saussure
Saussure set out to establish semiotics -- the study of human sign systems
-- as a science with a firm theoretical foundation and method. He emphasized
the holistic or systematic study of language. [158]
He began by distinguishing two components of any language:
-
langue - "the entire set of formal structures and rules that
must be shared by speaker and listener in order for communication to occur
at all."
-
parole -- sounds produced by a speaker that are understood
as meaningful.
The key differences between langue and parole are:
-
While speech can vary in an unlimited way, langue is a relatively stable
structure that exists independent of the speaker.
-
Langue can be studied in isolation from speech.
-
Langue is constituted solely by "signs and their systematic interconnections";
parole is more heterogeneous.
-
Langue is directly translatable into visual images; parole cannot. [159]
Languages can be studied
-
synchronically -- by attending to the structural characteristics
of an entire system at a given moment in time.
-
diachronically -- by attending to the changes occurring over
time. This presupposes an already existing synchronic structure.
The basic unit of analysis is the sign. The sign is composed of
two parts:
-
signifier -- an "image" that signifies or "points to" a concept.
-
signified -- a mental concept picked out by a signifier.
There is no natural connection between a signifier and the concept
it signifies. The relation is "arbitrary".
Since mental concepts are unavailable to direct observation, we must
study the signifiers to understand the conceptual structure of the mind.
Saussure studied the system of signifiers by identifying the basic units
of signification, i.e. the morphemes.
Substitution of rules for units of a language are called paradigmatic.
They specify permissible exchanges, e.g. in a sentence ("The cat is on
the mat" and "The dog is on the mat.")
Rules governing the order of the units of language (e.g. in a sentence)
are syntagmatic (syntactical).
The matrix of all possible substitutions and arrangements of linguistic
units is, in principle, the entire field of possible meaningful expressions
in the language in question.
Saussure believed that the syntagmatic and paradigmatic structures of
a langue were finite and, in principle, specifiable. [But he doesn't seem
to have specified the rules governing the formations or structures (possible
sentences within a language.)] [163f]
Jakobson
"Jakobson...observed that every differential system, however complex,
can ultimately be analyzed into a set of binary oppositions, that is, oppositions
involving only two elements." His "binarism" is characterized as a series
of binary oppositions used to determine the "location" of the signifier.
[165] [This suggests a list of comparisons constituting inclusions and
primarily exclusions or contraries. This is a long way from establishing
an analogy between language and binary systems such as computers. Or take
the example of the dog in the painting. How is this a binary operation?
And what does the characterization as binary prove or explain?]
[The example of the jeans suggests the concepts are linked in an exclusionary
fashion and, perhaps, that designer jeans are defined or function
in opposition to generic jeans. But this suggests a very restricted
class of concepts, viz. opposed and linked pairs. How pervasive is this
phenomenon?] [166]
metaphor (signifier-signified substitution) -- paradigmatic substitution
that suggests another more literal substitution.
metonymy (signifier-signifier substitution) -- syntagmatic substitution
suggesting a whole on the basis of a related part. The signifier changes
but the signified is the same. [166f]
Jakobson also developed a richer set of concepts for the analysis of
communication. These included
-
context
-
message (content)
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contact (medium connection addresser and addressee.)
-
code (features of signification, e.g. language, symbols, or story line,
etc.)
Russian Formalism - New Objectivity
This came as a reaction against subjectivism, in particular biographism
and psychologism (subjective interpretation). [168]
Narratology - study of narrative structures. [169]
Propp's Narrative Method [169]
-
Define and identify a set of texts to study, i.e. a genre.
-
"Determine the basic units of analysis to be employed." (These are the
so-called "morphemes of the genre" - a characteristic set of functions.)
-
Assume this set of functions is limited in number.
-
"Diagram each text...so that the syntagmatic structure of every text will
be clear in terms of the list of functions." [170]
-
Compare the sequential order of the functions in a text with those of other
texts.
The search here is for invariants or laws governing the sequential
order much like the grammar of a language governs the structure of a sentence.
Levi-Strauss
Modern scientific rationality is not qualitatively different
from "primitive thought". [170f] Deep structures (invariants) underlie
thinking in all cultures. [So there are universals. But many forms
in which universal rationality expresses itself. But then what is the nature
of this underlying rationality? Is it analogous to "linguistic competence"
-- an innate capacity which expresses itself differently, i.e. takes different
forms?]
Four Basic Principles Based on Structural Linguistics [171]
-
Cultural analysis should investigate the unconscious infrastructure
of cultural objects, not the conscious phenomena.
-
Meaning is uncovered in the relations among terms or elements, not
in the elements themselves.
-
Meaning is determined within a system which is not reducible to other simpler
systems.
-
The goal is to discover the general laws governing cultural productions
and systems.
Modifications introduced by structural anthropology: [172]
-
Both langue and parole are important. Myth involves sequential narratives
which are based on atemporal structures.
-
Myths are built from basic units known as mythemes which take the
form of sentences.
-
A mytheme is a set of sentences "each of which expresses a particular relation".
-
The "real units of myth" are not single relations but "bundles of relations
or classes of mythemes".
Barthes
Surber characterizes Barthes' structuralism as a turn toward cultural
critique. [174]
Limitations of Structuralist Thought:
-
It was not adequately applied to more diverse cultural productions beyond
myths and folktales. Barthes wanted to link structural systems to ideology.
-
The polysemic nature of signs was not sufficiently appreciated.
Barthes' tendency was to identify mythology with the means of establishing
an ideology, not with atemporal structures of human thought.
Methodology:
A sign can also function as a signifier. The "higher order" or second
order level of signification Barthes calls connotation. Here meaning
arises in the context of historical and cultural systems of discourse or
codes.
Mythology is the "second-order semiological system". [176]
"Barthes's schema for understanding mythologies was designed to show
what the operative ideas and values of a given culture are and how they
are produced and maintained, as well as to suggest ways in which they might
be unmasked, criticized, and perhaps transformed." [176]
Kristeva
Julia Kristeva combined p[psychoanalysis with semiology in what she
referred to as semanalysis. "Semanalysis functions at the elusive
and problematic point where the repressed desires of the Freudian unconscious
find their way into expression in the significational structures of language,
the point where the desiring organism of the human body develops into a
discrete, self-conscious ego. It is this critical point that escaped both
earlier semiology, focusing as it did on socially constructed and already
objectively functioning codes, and psychoanalysis, directed primarily toward
the prelinguistic dynamics of the unconscious. In Kristeva's words, semanalysis
"conceives of meaning not as a sign-system but as a signifying process."
[179]
Kristeva introduced the following concepts of her own:
semiotic -- "the basic drives recognized by psychoanalysis as
they discharge themselves into language prior to any actual linguistic
signification." (rhythm and tone)
symbolic -- "the aspect of signification bound up with already
established and functioning codes and rules of linguistic usage." (syntax)
Music is an example of a purely semiotic language.
The Relation Between Semiotic and Symbolic Signification:
-
"[A]ll instances of linguistic activity will be the products of interactions
and adjustments between the unconscious desires of the subject and the
formal structures constituting the various codes that it employs."
-
A thetic phase emerges in the development of the organism which
is both a breaking away from narcissistic desire and an entry into the
symbolic order. This allows for the emergence of the subject and presupposes
the semiotic dimension as a necessary condition for the symbolic.
-
The "thetic rupture" opens the possibility of semantic operations on the
symbolic order.
Kristeva thus describes the relation between the semiotic and the symbolic
as an 'oscillation' in which the natural drives of the subject and the
artificial codes of language mutually interact with one another in productive
ways. She especially emphasizes the fact that the semiotic rupturing and
subverting of the structures of the symbolic, as they occur in wordplay,
poetry, and many other spheres of signification, are a primary source of
pleasure, which leads back to the embodied, signifying subject, Kristeva's
principal concern." [180]
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© T. R. Quigley, 1998